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Balvinder Ruprai
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Join date: Jun 23, 2025
Posts (4)
Jul 22, 2025 ∙ 5 min
Top Ten Checklist: Optimising Alerts for Surveillance Efficiency
Review Alert Volumes Regularly Recommended Guidance : Consider reviewing the number of alerts generated by surveillance systems (e.g.,...
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Jul 22, 2025 ∙ 5 min
Top Ten Checklist: Communications Optimisation for Surveillance
Monitor All Relevant Communications Channels Recommended Guidance : Consider ensuring surveillance systems cover all relevant...
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Jul 22, 2025 ∙ 6 min
Top-Ten Checklist: Lessons from FCA Fines
Monitor All Trades and Orders Across Asset Classes What Firms Should Consider : Firms are advised to ensure surveillance systems capture...
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