Trade Surveillance Check lists
Assess your firm’s trade surveillance systems against our 10-question checklists covering data, fines and communication surveillance and more, designed in line with FCA Market Watch and handbook guidance.
Live Disclosure table & public short position analysis
Updated daily, the app highlights outlier positions ahead of official takeover announcements.
Ready to strengthen your Compliance?
Why review our checklists
Market Watch Aligned
Created in line with FCA Market Watch, ensuring relevance to UK regulatory expectations.
Identify Risks
Pinpoint gaps in data governance, testing, and market abuse detection to help avoid FCA fines.
Actionable Insights
Use the ten questions to strengthen surveillance systems and as a baseline for with conversations vendors or even with ourselves.
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Prepare for FCA scrutiny
Stay ahead of regulatory reviews by assessing your surveillance systems against FCA expectations. Our checklist helps you proactively address gaps before FCA audits, reducing the risk of fines.