Most trade surveillance systems were designed for large institutions.
Deployed at smaller firms, they produce alert volumes that overwhelm lean compliance teams, miss the nuances of tighter-knit trading and research structures, and rarely reflect the specific risks of your business.
The result: false positives that consume resource, genuine risks that go undetected, and surveillance programmes that satisfy no one, least of all the regulator.
Smaller organisations and elevated risks
Small & mid-sized organisations often face additional challenges posed by close-knit research, sales, trading and corporate finance teams which require an appropriate approach
Scientia RegTech provides independent surveillance analysis and design for firms that need a smarter approach. Using advanced statistical analysis and machine learning, your existing surveillance output is benchmarked to identify gaps and near-misses, and deliver optimisations calibrated to your specific asset classes, client base and risk profile.
We work directly with your data. We do not sell you a platform. We deliver results.