Beyond MAR: The next step in surveillance
To detect and report market abuse has been the flavour of many surveillance systems to date. Receiving trades, orders, market data on T+1...
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- Jun 12, 2016
- 5 min
Five key take away points from the SEC’s approach to surveillance
It’s no secret the SEC invests vast sums into its surveillance capabilities. There seems to have been many lessons learnt post 2008/9,...
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- Mar 31, 2016
- 3 min
Compliance data could be a goldmine for trend analysis. Master your data and join the dots.
With so many vendors offering a variety of tools for just about every compliance process, some which deal with very discrete processes...
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